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Integrated Personal Health Records: Transformative Tools for Consumer Centric Care
Name: Integrated Personal Health Records: Transformative Tools for Consumer Centric Care
Pages: 14
Year: 2016
Language: English
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BMC Medical Informatics and Decision Making 2008, 8:45 6947/8/45 Page 2 of 14 (page number not for citation purposes) Background Personal health records (PHRs) are consumer centric tools that can strengthen consumers' ability to actively manage their own health and health care . Although the capabilities of PHRs vary significantly in the current marketplace, they typically include provisions to capture information about an individual's diagnoses, medica tions, allergies, lab test results, immunization records, and other personal health information. Many PHRs also pro vide linkages to convenience tools (e.g., requesting appointments, requesting prescription renewals, asking billing questions) and communication tools to assist the patient in connecting with various health care profession als (e.g., physicians, nurses, pharmacists . The concept of a PHR is not new . What we now refer to as personal health records (PHRs) arose from low tech nology solutions that individuals and families have used for many decades because they needed one place to record and access their complete medical history. Paper based documents including clinical notes accumulated from various care providers, laboratory reports, and health his tories are often compiled by health care consumers in envelopes, loose leaf binders or shoe boxes. Generations of parents have used baby books to collect basic informa tion on post natal care, child development, medical con sultations, and immunizations. Health information wallet cards are used by consumers to carry emergency medical contacts, blood type, and allergies. MedicAlert bracelets have become one of the most widespread ways to communicate basic health data to health professionals who might become involved with the patient needing emergency care. Basic electronic personal health records emerged as peo ple began collecting personal health information and entering it into computer based, word processing tem plates or spreadsheet applications. These records are initi ated and maintained by individuals, often to help them manage a chronic illness; they can include lifelong per sonal health information and can be used with or without the participation of health care providers. As mass storage devices such as CD ROMs, smart cards, or USB flash drives became readily available they were uti lized for maintaining personal health information. Early web based PHRs include online emergency medical records that made manually entered diagnoses, medica tions, and allergy information available to emergency room clinicians . In today's parlance, a PHR typically refers to a computer based record either a standalone product (e.g., accessi ble on the Internet or on a USB drive) or one that is inte grated with the provider's electronic health record (EHR).While the uptake of standalone PHRs has been slow, a growing number of patients actively use integrated PHRs . Today, PHRs command attention on the national and international health policy landscape . Recognizing that consumer engagement in health promotion and dis ease management is critical to quality improvement and health care cost containment strategies, PHRs have been positioned as a tool to empower consumers to play a larger and more active role in wellness and self care . Health care leaders recognize that PHRs can integrate con sumer and provider access to health information across the care continuum, including the home. Lessons learned from recent history (e.g., SARS, Hurricane Katrina) high light the importance of portable personal health informa tion in response and recovery efforts, the value of computer based health records in the health care system, and the opportunity cost from the absence of these tech nologies. In September 2006, the Kaiser Permanente Institute for Health Policy (Kaiser), the American Medical Informatics Association (AMIA), the Robert Wood Johnson Founda tion (RWJF) and the Agency for Healthcare Research and Quality (AHRQ) convened a two day invitational round table entitled "Personal Health Records and Electronic Health Records: Navigating the Intersection" with support from the Kaiser Permanente Foundation and the Robert Wood Johnson Foundation. The roundtable had three goals: Identify the transformative potential of integrated PHRs. Identify barriers to realizing this potential. Identify a framework for action to move integrated PHRs closer to the health care mainstream. This paper highlights and builds on the issues and insights shared in the roundtable discussion. Time constraints did not allow roundtable participants to reach consensus on specific recommendations. Thus, the conclusions in this paper reflect the views of the authors only and do not nec essarily represent the collective thinking of roundtable participants. These conclusions are offered as a contribu tion to the dialogue that is deepening our understanding of the transformative potential that can be realized when PHRs integrate with other health information systems and communication technologies. Since the roundtable in September 2006, a range of PHR initiatives has advanced in planning and implementation; several of these are described later in this paper. Neverthe less, PHRs are still largely infant technologies and further

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BMC Medical Informatics and Decision Making 2008, 8:45 6947/8/45 Page 3 of 14 (page number not for citation purposes) dialogue, informed by research on pivotal issues, is needed to achieve steady progress towards integrated PHRs in this decade and the next. Discussion PHR models Today, there is a spectrum of dominant PHR models . Standalone or free standing PHRs are often PC based and require manual data entry to populate and update the record. Standalone PHRs help consumers organize and store medical data, can be accessed anytime and anywhere, and enable information sharing with pro viders. The most common free standing PHRs are either paper based, personal computer based, or enabled by an Internet application. Some free standing PHRs enable consumers to copy data onto convenient, portable storage devices. Some online variations of this model are offered by commercial organizations that derive revenue from sponsor advertising or data mining, while others charge a fee for maintaining information on a secure web page. The content of the free standing PHR is typically created by and is under the physical control of the patient. Key limiting factors of the free standing PHR are that manual data entry is typically required to populate and update the record and practitioners may question the accuracy and completeness of self reported/patient entered infor mation. And, like paper records, non web based PHRs (i.e., PC, mass storage devices) are vulnerable to destruc tion, theft, and loss. Integrated, interconnected, or networked web based PHRs can be populated with patient information from a variety of sources, including EHRs, insurance claims, pharmacy data, and home diagnostics and can provide consumers as well as providers with a more complete view of relevant health information. The consumer is an important con tributor to the interconnected PHR content and is typi cally allowed to enter information into selected areas of the record. Integrated PHRs provide access for consumers to provider based records; may eliminate manual re entry of data; serve as a patient provider communication chan nel; may reduce medical errors, eliminate duplication, and improve quality; enhance efficiency and convenience with online transaction tools; and promote a more com prehensive view of health status and health care activity. Some interconnected PHRs are offered in connection with services related to a specific health condition or disease and feature patient data integrated with personalized health advice and guidance . Institution specific, web based PHRs (tethered PHRs) are a limited form of the integrated model that connect with a single provider based EHR system or other institutional database, offering patients access to parts of their elec tronic health records via web portals. Additional function ality is often available with these systems, including the ability to e mail medical providers, make follow up appointments and renew prescriptions. These PHRs are a patient facing extension of the clinician controlled EHR, accessed via the Internet . Patient data are under the physical control of the health care provider; however, in some systems, consumers can add to or annotate portions of the record. Another approach receiving increased attention is the cre ation of PHRs using data derived from a patient's health insurance claims. While seeming to offer information to patients with minimal effort, the known, long standing inadequacies of billing codes could result in as much con fusion and misinformation as help. Further, these records could place significant burden on providers who will be forced to clarify or amend partial or erroneous diagnoses or related information. PHR functionality Most standalone PHRs provide basic tools that help peo ple collect, organize and store their health information . These include medical history, medical and emer gency contacts, outpatient and hospital visits, immuniza tion tracking, insurance records, and health related alerts and reminders. More advanced PHRs (particularly those with digitally networked services) offer additional func tions: Accessing medical records with capacity to offer amend ments to add information (such as alternative treatments being pursued by the patient), or correct errors or incom plete information. Adding information of primary interest to patients rather than providers, such as patient relevant decision support. Drug interaction checking (when a complete medication profile is available). Home monitoring with recording or tele reporting of data to the record. Interactive health risk profiling and patient education resources. Patient physician secure e mail. Prevention and wellness reminders. Processing of claims and payment. Refilling of prescriptions. Retrieving of laboratory and other tests.

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BMC Medical Informatics and Decision Making 2008, 8:45 6947/8/45 Page 4 of 14 (page number not for citation purposes) Reviewing of insurance eligibility and benefits. Scheduling appointments. Transformative potential of integrated PHRs Transformative health technologies are innovations that fundamentally change care, (including self care), and care delivery in ways that add substantial value to individuals and society. When PHRs allow iterative communication between patients and providers, export data to and import data from other information systems, and transform clin ical measurements and observations into meaningful and actionable information, fundamental changes in health care delivery and self care by patients are possible. In this context, the value proposition of the integrated PHR far surpasses the value of the standalone PHR. Thus, the transformative potential of integrated PHRs is realized through enhanced functionality. The data within an electronic PHR record alone are not sufficient to realize improvements that can be considered transformative. Sig nificant value will be realized only when PHRs incorpo rate systems, tools, and other resources that leverage the data in the record and enable consumers to play a more active role in their health and health care. Some of these functionalities exist today; other applications are yet to be developed. The major capabilities underlying integrated PHRs' poten tial as a transformative technology are outlined below. Quality, Completeness, Depth, and Accessibility of Health Information. Integrated PHRs improve the accu racy and completeness of health information provided by patients by capturing the data closer to the patient s expe rience and by capturing data generated by home monitor ing. These data can be sent directly to health care providers when appropriate. When authorized, patient generated data can be used for public health, research, and performance measurement purposes. Facile Communication. Integrated PHRs permit both synchronous and asynchronous communication among patients, providers, and informal caregivers and provide tools for interactive decision making. Access to Health Knowledge. Knowledge bases, self care content, consensus guidelines, and best practices for both clinical and self care can be integrated with PHRs through Internet connectivity. Portability. The true value of portable medical records and other personal health information lies in the ability of consumers to access all relevant sources of content froma single interface accessible anywhere, anytime through the Internet. Integrated PHRs hold this potential. Auto population. Since many consumers will not have the skills, resources, or patience to compile their own health information, auto population the automatic insertion of reusable content will be a key factor for long term viability of PHRs . Only through integra tion with other systems can PHRs systematically reuse information from cross site data transfer among the dis parate sources of content. The alternative (manual re key ing and transfer of information) is inefficient and error prone. Auto population of reusable content will increase the value of PHRs to consumers and providers by elimi nating redundant data entry and ensuring more accurate, comprehensive, and timely content . These capabilities will enable at least four advances in health care. First, as integrated PHRs improve the availability of patient information at the point of care, interactions between patients and medical professionals will likely improve because practitioners will need to spend less time gathering patient history and be able to spend more time with patients probing deeper into concerns, questions, and clarification about their conditions . Asyn chronous Internet based communication tools available in many integrated PHRs will improve patient provider communication by avoiding "telephone tag"; enabling communication at the convenience of patients and pro viders; and automatically including patient provider e mail in the record. Second, integrated PHRs enable electronic connectivity between clinical care managers and patients or their car egivers that can be leveraged to realize innovation in care management. The opportunities include capture of patient self management information, data capture from home monitoring devices, links to peer support groups, and online coaching . The likely payoff from online communication between providers and patients with chronic conditions will arise in improved treatment mon itoring, more efficient use of time, potentially fewer office visits through substitution of online consultation for in person visits, and improved continuity of care through common access to test results. Ultimately, integrated PHRs should enable comprehensive care that is 'virtually' accessible, continually available, and patient centered . Third, integrated PHRs should enable a shift in the health care locus of control to consumers by moving the control of health information from providers to patients or to a more "shared control" model consistent with the concepts

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BMC Medical Informatics and Decision Making 2008, 8:45 6947/8/45 Page 5 of 14 (page number not for citation purposes) of 'advanced medical home' or health home as discussed by the American College of Physicians (ACP) and others . The American Academy of Pediatrics (AAP) intro duced the medical home concept in 1967, initially refer ring to a central location for archiving a child s medical record. In its 2002 policy statement, the AAP expanded the medical home concept to include these operational characteristics: accessible, continuous, comprehensive, family centered, coordinated, compassionate, and cultur ally effective care. The American Academy of Family Phy sicians (AAFP) and ACP have since developed their own models for improving patient care called the "medical home" or "advanced medical home." Empowering con sumers to "own" and jointly manage the various sources of their health information increases the likelihood that providers will have a comprehensive view of patient infor mation at the point of care. Integrated PHRs will also support health knowledge pro motion and lifestyle modification, and will provide bene fits from the translation of clinical data into consumer friendly health information. Further, they should stimu late patient oriented decision support for managing chronic illnesses in tandem with clinicians. Creative approaches to fostering health education and lifestyle changes can be enabled with interactive, integrated PHR features that are not commonly available online (e.g., interactive health assessment, online support groups, reminders for preventive services). Fourth, integrated PHRs should offer the following opportunities to reduce costs and improve health care delivery: Facilitate the sharing of patient and administrative infor mation among otherwise closed health care systems and thereby reduce redundant transactions and tests. Promote more efficient use of time and facilitate substi tution of online consultation for in person visits. Enable home monitoring to remotely record patient data. Reduce the time practitioners spend gathering patient history. Enable the sharing of data with authorized patient prox ies such as family members or other informal caregivers and allow authorized individuals to communicate with the health care team and stay abreast of the patient s wel fare, irrespective of their geographic location.As discussed later in this paper, formal evaluations are needed to quantify actual benefits as well as unantici pated, counter intuitive effects of PHRs . Barriers to integrated PHRs Development and widespread adoption of integrated PHRs will require understanding of and response to the factors that impede their adoption and potential contribu tion to the health system. These factors can be organized into the following major areas. Health Care System Culture and Incentives Balancing Physician and Patient Autonomy. While the clinician patient relationship has evolved significantly towards shared decision making, the degree to which a historic paternalistic model persists may, depending on the patient s aspirations, create a barrier to collaborative care, information sharing, and joint decision making . This is a particular concern when a patient's preferences (e.g., online communication, use of alternative sources of personal health information) are generally overridden or ignored by the clinician, or, alternatively, when the rare patient overuses the access feature and ignores the policies and procedures set out by the practice. Scope of Work/Responsibilities. Provider resistance to PHRs may stem from concerns about new processes and increased responsibilities associated with interacting with patients and using new health information technologies. Delbanco and Sands suggest that, "for doctors, at a time of disquiet, fatigue and bombardment by paper and elec tronic 'noise,' even if e mail improves the quality of com munications with patients it threatens to break the camel's back ." Given their many other responsibilities, prac titioners may be unprepared to assume the role of "infor mation broker" helping patients look at health related data from different sources and make informed decisions. Typically, patients are judicious in their communications and many, if not most clinician concerns are mitigated if they take the first step and start using such systems. Indeed, there is a reported decrease in 'phone tag' and the capacity to carry out 'elective batched serial communica tions' by clinicians at the time of their choosing. For exam ple, some clinicians report satisfaction from being able to leave the office, have dinner with their families, and then catch up on a few remaining patient e mails from their home later in the evening since they can access the records via secure web portals. Physician Compensation/Incentives. Electronic patient centered communication creates several catego ries of unfunded work for practitioners. The lack of com pensation or other incentives for responding to patient e mail, working with data from new sources, and facilitating informed/shared decision making are key components of

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BMC Medical Informatics and Decision Making 2008, 8:45 6947/8/45 Page 6 of 14 (page number not for citation purposes) the problem. However, using standard evaluation and management (E&M) coding criteria, many electronic mes sage threads can fulfill standard office visit reimburse ment criteria (e.g., 99213). Concerns (Real and Perceived) about Liability Risks. Although most patients are not litigious, the widespread use of PHRs and other consumer centric tools raises new potential areas of liability and risk for health care provid ers, such as the use of incomplete or inaccurate consumer reported information, online clinician patient communi cation, and privacy and security breaches . Consumer Confidence and Trust Perceived public concerns about security and confidenti ality are a major hurdle to the electronic exchange of per sonal health information in light of the various media responses to breaches of health information systems and a very vocal and effective privacy advocacy community. Yet results from recent surveys suggest that although the public remains concerned about confidentiality and secu rity issues, Americans are increasingly interested in the use of electronic health records to help improve their health care experiences and reduce costs. A 2005 survey found that consumers rank the following issues as the absolute top priorities regarding the attributes of a health information exchange network . The identity of anyone using the system would be care fully confirmed to prevent any unauthorized access or any cases of mistaken identity. Individuals would be able to review who has had access to their personal health information. Only with an individual's permission could medical information be shared through a network. Employers and insurance companies would not have access to secure health information exchange networks. A study of seniors in southern California found that while most respondents indicated that any PHR system must come from a trusted source, the majority of respondents expressed the view that privacy was not a high priority concern . A 2006 Harris Interactive survey indicated that many U.S. adults are generally satisfied with how their personal health information is used. A majority agreed that increased use of computers to record and share patient medical records can be accomplished without jeopardizing patient privacy rights . Another 2006 survey sponsored by the Markle Foundation found that two thirds of the public is interested in accessing their own personal health information electronically. Eightypercent of those surveyed remain concerned about iden tify theft, fraud, or the possibility of their information becoming available to marketers . A 2007 national survey commissioned by the Institute of Medicine found that only 1% of respondents would be comfortable hav ing their health and medical information freely used by researchers without their consent . As discussed below, these results point to the need for additional research grounded in actual practice. Lack of Technical Standards for Interoperability Interoperability refers to the ability of systems to interact with one another and exchange data according to a pre scribed method in order to achieve predictable results. The immaturity and slow diffusion of standards for inter operability and data portability are key barriers to the integration and exchange of structured data among PHRs and the range of relevant entities that provide and finance health care. ISO TC 215 WG1 (Health Informatics) has published a technical report on personal health records and the need for standards. The report notes that growing interest around the world in PHRs and their potential standardization is driven by convergent interests among the consumer electronic industry, the established medical devices industry, health service providers and citizens . Several standards necessary for integrated PHRs are described below. Data Interchange Standards. The codification of data, the structure and format of messages, and the health care vocabularies that promote comparable and consistent information. Common Data Set/Minimum Data Set. A core data set to ensure that a minimum amount of data is available to consumers and providers for self care and clinical encoun ters (e.g., patient and provider identification, insurance information, allergies, medications, vital signs, diagnoses, recent procedures). A default set of fields will likewise have implications for PHR developers, EHR developers, and custodians of professionally sourced health data (e.g., health plans, pharmacy benefits managers, and retail pharmacies) . Consumer Terminologies. Augmentation of formal health care vocabularies with lay vernacular. Authentication Processes. Entity and individual authentication to protect against unauthorized disclosure of personal health information. Identification Processes. Positive patient identification processes and systems to facilitate networking of patient information, to avoid breaches of confidentiality, and to avoid preventable medical errors .

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BMC Medical Informatics and Decision Making 2008, 8:45 6947/8/45 Page 7 of 14 (page number not for citation purposes) Security Standards. Administrative procedures, physical safeguards, technical data security services and technical security mechanisms. Data Integrity Processes. Security mechanisms to ensure that data has not been altered or corrupted, either acciden tally or intentionally in an unauthorized manner. Privacy Standards. Outlining of specific rights for indi viduals and obligations for organizations holding PHR data regarding protected health information . This may include developing privacy options for those individ uals whose concerns for privacy are of less importance to them than their interest in sharing their person specific health information for medical research or other socially beneficial uses. Certification. Application of objective criteria against which health information technology products can be evaluated to ensure compliance with data interchange standards. Lack of HIT Infrastructure High Enterprise Cost of Data Integration. The integra tion of health information from disparate sources is a daunting task fraught with considerable obstacles. Today, there is a general lack of affordable, out of the box inte gration solutions to handle the cleansing, formatting, and mapping of health information from multiple sources into a coherent and meaningful format. The costs associ ated with inter institutional connectivity exceed the IT infrastructure budgets for most health care organizations, requiring the allotment of highly skilled, in house resources or large expenditures for consulting services. No Mediating Structure. Initiatives are underway in most states to develop networks of sufficient size and scale to serve as the infrastructure to support the exchange of health information among relevant stakeholders (e.g., patient identification, record location, authentication, access controls). Collaborative initiatives known as Regional Health Information Organizations (RHIOs) involving hospitals, physician practices, laboratories, pharmacies, and other organizations are being explored as a possible model for health information exchange at a regional level. Likewise, SubNetwork Organizations (SNOs) are a model for health information exchange sponsored by non geographic communities of interest that represent populations defined by common values, needs, concerns or organizational affiliation (e.g., national disease organizations, consumer interest groups). RHIOs and SNOs, however, are still largely con ceptual; only a small number of demonstration projects have advanced beyond planning into implementation . Limited Online Services Offered. Nearly half of respondents to a survey of U.S. health care professionals indicated that their organization does not offer patients the ability to access online services, such as prescription refill. Only 20 percent indicate that their organization offers patients portal access to online services . Equity and Usability: The Digital Divide The continuing digital divide between those with and those without the ability to effectively use digital informa tion technology is an obstacle to the promotion and use of integrated PHRs. Drivers of the digital divide include: Racial and Socio Economic Disparity Gap. The differ ence in computer and Internet access to health care infor mation is largely a function of race, education and socioeconomic status . For example, African Ameri cans and Latinos are substantially less likely to have a home computer and use the Internet than are white non Latinos . There is strong evidence, however, that e health systems will be used extensively and have a positive impact on low income patients with access to such tech nology . Health Illiteracy. A study of information technology use and literacy found that nearly one of two U.S. adults has difficulty understanding information necessary to make basic health decisions . Special Needs. Special adaptive tools (e.g., alternative computer input devices) may be required for individuals with visual impairment or physical limitations. Lack of Financial Resources. Health care safety net agencies are especially challenged by a lack of funding for technical infrastructure and expertise to support health IT services . Value Realization/ROI Health IT investments usually require justification based on quantifiable benefits in terms of avoided cost, improved efficiency or increased revenue. The health IT business case needs to take into consideration the one time infrastructure and labor costs for implementation, as well as ongoing system support costs. Integrated PHRs are no exception to cost benefit justification, but a variety of factors have made the integrated PHR business case diffi cult to ascertain. There is a lack of empirical evidence in health care and informatics literature to quantify the PHR value proposi tion. While many of the perceived PHR benefits accrue to consumers, it is not clear that they are willing to pay or subsidize the cost of electronic health records. Although surveys consistently show substantial numbers of con

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BMC Medical Informatics and Decision Making 2008, 8:45 6947/8/45 Page 8 of 14 (page number not for citation purposes) sumers indicating their willingness to pay for integrated PHRs, this has not yet been demonstrated in prac tice. Within the current business model, savings under non capitated reimbursement arrangements tend to accrue to payers rather than the entity that invests in the technol ogy. Benefits such as patient satisfaction, improved commu nication, and consumer engagement are not easily quan tifiable. Uncertain Market Demand Like other forms of electronic health records, integrated PHRs offer both significant potential benefits for users and a high degree of risk for potential investors. The uncertain market demand arises from a host of factors. Absence of information about whether there is adequate patient knowledge about as well as demand for the inte grated PHR or its applications. Absence of information about whether there is adequate knowledge as well as demand by other stakeholders. Absence of information about whether there is adequate value for each stakeholder. Concerns about who should pay and how much they should pay. Absence of aligned incentives in the majority of the U.S., given the fragmented health care delivery system. Concerns about strong incentives for some stakeholders to develop proprietary systems with limited functionali ties. Absence of information about the sustained value of integrated PHRs. Concerns about the need for a critical mass of data sources and level of integration. Absence of information on how workforce and work processes will change. In combination, these factors reinforce the need for public sector and philanthropic investment to increase the infor mation needed to allow the market to assess the merits of integrated PHRs. Recent progress toward integrated PHRs In spite of the significant obstacles to achieving the poten tial of integrated personal health records, there are prom ising signs of progress. Taken together, they point toward a potential national model for maintaining, populating, and sharing health information in PHRs . A Common Framework for Networked Personal Health Information In December 2006, The Connecting for Health Personal Health Technology Council released A Common Frame work for Networked Personal Health Information that identi fied a model for integrating consumer centric health IT applications across the health care delivery system . The Framework builds on the fundamental design ele ments of earlier versions of the Connecting for Health Common Framework model and describes a networked environment in which consumers could securely exchange their personal health information. The Frame work is a federated, decentralized network of networks that permits consumers and other stakeholders to direct "information from disparate data sources into electronic health records, including PHRs." However, currently, nearly all existing PHR implementations are centralized; there are no implementation examples of the federated PHR model as described in the Common Framework. Emerging PHR Interoperability Standards Several important milestones have been reached recently towards the goal of a higher degree of data and informa tion exchange among providers and consumers. The Healthcare Information Technology Standards Panel (HITSP) recommended and DHHS Secretary Mike Leavitt accepted a set of Consumer Empowerment Interoperability Specifications for consumers to exchange data with their providers. They include use cases and rec ommended standards for the basic functions of medica tion history and registration summary, as well as standards for permission access rights and informed con sent for exchange of health information. The Health Level Seven (HL7) Continuity of Care Docu ment (CCD) reflects multiple years of effort by clinical and health informatics stakeholders to harmonize two sets of separately developed, but complementary stand ards for clinical document architecture: the American Society for Testing and Materials (ASTM) Continuity of Care Record (CCR) and the HL7's Clinical Document Architecture (CDA) . The CCD can facilitate sharing of a consumer's most relevant administrative and clinical information, including health status, health care treat ment, insurance information, advance directives, and car egivers. On November 5, 2007, HL7 announced the release of a ballot to approve its Personal Health Record

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BMC Medical Informatics and Decision Making 2008, 8:45 6947/8/45 Page 9 of 14 (page number not for citation purposes) System Functional Model (PHR S FM) as a Draft Standard for Trial Use (DSTU) . The Portable Document Format (PDF) created by Adobe Systems for desktop publishing is an open standard that is being adopted for health care information exchange by voluntary standards development organizations and other industry leaders. A new PDF/H (PDF Healthcare) has been proposed as a portable, secure, and universal health care data exchange container for personal health records and electronic health records . U.S. Federal Government Programs The Centers for Medicare & Medicaid Services (CMS) and the Department of Veterans Affairs (VA) are carrying out major new pilots to test various aspects of personal health records with their constituencies. In June 2007, CMS announced a new project (Registration Summary/Medica tion History PHR) threcords/ expanding its efforts to encourage Medicare beneficiaries to take advantage of Internet based tools to track their health care services and to provide them with resources to better communicate with their providers. This pilot program is intended to enable certain beneficiaries to use a PHR provided through participating health plans, accessible through . CMS launched the program in conjunction with four health plans to test the use of their PHRs. The plans are HIP USA, Humana, Kaiser Permanente, and the Univer sity of Pittsburgh Medical Center. Each plan has a unique PHR tool that will be accessible to beneficiaries. The avail ability of different tools is expected to provide valuable information to CMS on the various features offered, including which are most popular and useful to the indi vidual . This CMS study is part of a larger PHR action plan, which describes a number of ways that CMS can help promote the growth of PHRs and ensure that beneficiaries have pri vate and secure access to their own health care informa tion. CMS" action plan supports the activities being undertaken by the Office of the National Coordinator (ONC), the DHHS Office of the Assistant Secretary for Planning and Evaluation (ASPE), AHRQ, and the Ameri can Health Information Community (AHIC). The VA is testing My HealtheVet Pilot, a prototype developed to demonstrate that the agency can provide veterans with a safe, secure, and private electronic copy of their own VA health informa tion through a web environment. Pilot registrants can obtain copies of key portions of their electronic health records; add structured medical data in the "self entered" section of the record; track personal health metrics (bloodpressure, weight, etc.); access health education materials; and grant access to their health information to family members and VA and non VA health providers. New Models for Health Information Storage and Exchange Although the market for consumer oriented health data warehousing is still in its infancy, there are several emerging models that create new opportunities for consumers to con trol and share their health information. For example, a con sortium of major national employers announced plans to sponsor Dossia, a non profit, independent data warehouse in which their employees can maintain lifelong personal health information . Microsoft won the race among large technology companies to launch online health information repositories that allow consumers to import, store, and share health records from various sources . With Google Health http://, which debuted in May 2008, users can create a personal health profile; import medical records and prescription history from healthcare providers through secure linkages; check new medications for drug interactions or allergies; refill prescriptions; ask for a second opinion; get personalized health information; and search for doctors and other medical services. One increasingly popular implementation approach to integrated PHRs is the Health Record Bank (HRB), defined as "an independent organization that provides a secure electronic repository for storing and maintaining an individual"s lifetime health and medical records from multiple sources and assuring that the individual always has complete control over who accesses their informa tion." . The focus is on the objective service of maintaining individual EHRs, much like financial banks maintain and manage financial assets. Legislation would create multiple, competing, regulated independent HRBs, owned neither by healthcare provid ers nor by payers or government agencies . Through the ePHR, (the equivalent of a bank"s individual or joint personal account), the patient can control his or her own data, keep a complete health record, and make any or all of the data accessible to providers, as well as other author ized users . Revolution Health , a consumer centric health company developed by AOL co founder Steve Case, features consumer controlled health record "banks" bundled with health education, social net working and health expense management tools. The com mon themes in these models are that medical records are centrally located and accessible using a secure Internet site and that the consumer controls who can make "deposits" to and "withdrawals" from their account. These models establish a consumer selected custodian of personal health information.

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BMC Medical Informatics and Decision Making 2008, 8:45 6947/8/45 Page 10 of 14 (page number not for citation purposes) Examples of Personal Health Record Initiatives Outside of the U.S Health systems in other countries are gaining experience working with a variety of personal health record pro grams. Andalucia, Spain. DIRAYA (Arabic for knowledge) is an integrated, citizen centered health solution that main tains a unified EHR based on a number of interoperable elements. It is based on 4 principles: a single health record for each person; unified access to all services; structuring (coding) of all relevant information; and system develop ment by practitioners and providers. As the development of DIRAYA got underway, a fifth principle was adopted: "customer precedence" in which patients are not consid ered to be customers or clients, but rather owners. In 2007, DIRAYA had been implemented in 88% of the pri mary healthcare centres which cover 79% of the Andalu cia population . Scotland. NHS Scotland s Emergency Care Summary enables clinicians in hospital accident and emergency departments to access, with patient consent, crucial med ical information on prescribed medications and allergies 24 hours a day. The program now securely holds over 5 million patient records, and has been accessed by health professionals more than 1 million times. Patients can choose to opt out of the program at any time . Denmark. The Health Portal provides access for health professionals to patient data in the laboratory systems and in local electronic patient records, following patient consent. It enables patients to request appointments and renew prescriptions and ena bles e mail consultation between patients and physicians . Next steps for advancing integrated PHRs The PHR universe is an evolving space, with much work remaining to be completed on multiple fronts to advance integrated PHRs. As mentioned in the Background section of this paper, time constraints did not permit roundtable participants to develop a comprehensive list of needed actions. Their discussions did, however, suggest three key areas where private and public sector organizations can focus attention and resources to help advance integrated PHRs in the short term. Share Existing Knowledge about Integrated PHRs Compilation of structured, easily accessible information about the benefits gained from existing integrated PHRs and the best practices for integrated PHR development and implementation would be an important step towards supporting organizations interested in pursuing inte grated PHRs as a clinical and business strategy. This could take the form of a compendium that highlights standardsof practices in PHR deployment, administration, and use. Issues addressed in the compendium could include authentication policies and procedures, e mail response time for patient messages, communication policies regarding abnormal lab results, longitudinal record mod eling, and informed consent and perspectives on con sumer rights. Work in this area could build on the AMIA Guidelines for the Use of Clinic Patient Electronic Mail and should complement the efforts of the Markle Founda tion's Connecting for Health initiative. Expand Knowledge about Integrated PHRs A focused research agenda is needed to inform the devel opment and implementation of integrated PHR systems, guide education about these systems, and support the development of principles of responsibility for stakehold ers. For example, while much discussion has addressed the potential of personal health records, there are rela tively few rigorous quantitative studies that document their impact. The agenda should be used to inform the work of public research agencies and funders such as the National Institutes of Health (NIH), CMS, ONC, and AHRQ. This research agenda should also be shared with similar advisory groups of other nations. The research agenda should address: Evolving desired functionalities for integrated PHRs including studies that solicit future functionalities from the perspectives of patients, special populations, payers, providers, regulators, patient advocacy groups, etc. Development and refinement of integrated PHR models for health communications and care, and identification of the applications and devices that hold the greatest trans formative potential. Impact studies on the effectiveness of PHRs through a systematic review of business cases and clinical use cases, and on the impact of PHRs on individual health and their potential for proactive prevention and disease prediction. Evaluation of models of care delivery that are integrated with PHRs and PHR systems. Liability issues and other legal barriers that confront PHR implementers. Implications of integrated PHRs' use of multisource, het erogeneous and context aware information for privacy protection, security and semantic interoperability. Use of informed consent with the integrated PHR as a process for individuals to authorize the exchange of per

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